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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Flowood | MS | 01/2013 | Present |
| Lpl Financial Llc | Flowood | MS | 11/2017 | Present |
1. 11/29/2017 - 2415 Outdoors Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Sole Owner for tax purposes - start date 2017 - 160 hours per month. 2. 11/29/2017 - Power Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Managing Partner & Advisor - start date 2016 - 160 hours per month. 3. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - (Life, DI, LTC) - start date 2013 - 1% time spent per month. 4. 12/17/2021 - BCH 4:12 LLC - Investment Related - 439A Katherine Drive Flowood MS 39232 - Real Estate Rental - Start Date: 09/24/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Office building for lease.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-23 |
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