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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-08 |
| CA | RA | APPROVED | 2019-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Camarillo | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Camarillo | CA | 01/2011 | 11/2019 |
| J.P. Morgan Securities Llc | Thousand Oaks | CA | 11/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Thousand Oaks | CA | 11/2019 | Present |
| In-Home Supportive Services | Sacramento | CA | 08/2020 | Present |
Entity Name: In-Home Supportive Services Investment related: No "Address: California Department of Social Services,744 P Street, Sacramento, CA 95814. Website: https://www.cdss.ca.gov/in-home-supportive-services" Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 08/16/2020 Approximate # of hours a week: More than 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provide my mother-in-law who is disabled and low income with personal assistance and in-home services so she can safely stay in her homes. Services range from assistance with household chores to personal care. It does not involve any assistance in financial matters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-01 |
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