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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-21
PA RA APPROVED 2017-01-25
  • TX RA
    APPROVED_RES
    Since 2019-08-21
  • PA RA
    APPROVED
    Since 2017-01-25

Branch Locations

400 S Greenwood Ave, Easton, PA 18045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Easton PA 04/2015 Present
Thrivent Financial Appleton WI 09/2015 Present
Other Businesses

RENTAL PROPERTY POSITION: Home owner NATURE: Purchased a house and renting it out to tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 382 Old Allentown Rd., Wind Gap PA 18091, United States DESCRIPTION: Collecting rent from tenants. RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 380 Old Allentown Rd., Wind Gap PA 18091, United States DESCRIPTION: Collecting and tracking rent RENTAL PROPERTY 2 POSITION: Owner NATURE: Rental property where tenants are renting the space to live. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 214 N Schanck Ave., Pen Argyl PA 18072, United States DESCRIPTION: Collecting rent and tracking expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-22
S63 Uniform Securities Agent State Law Examination 2015-07-02
  • S65 Uniform Investment Adviser Law Examination
    2016-11-22
  • S63 Uniform Securities Agent State Law Examination
    2015-07-02
Other Names
  • Tracie Ann Conklin
  • Tracie Burton
  • Tracie Ann Conklin

View on SEC IAPD

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