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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
WI RA APPROVED 2026-07-03
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • WI RA
    APPROVED
    Since 2026-07-03

Branch Locations

525 Junction Road Suite 8100, North Tower, Madison, WI 53717 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2010 06/2026
Northwestern Mutual Investment Services, Llc Middleton WI 08/2010 06/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2014 06/2026
Massmutual Life Insurance Madison WI 05/2026 Present
Mml Investors Services, Llc Madison WI 06/2026 Present
  • 04/2010 → 06/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2010 → 06/2026
    Middleton, WI
  • 01/2014 → 06/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2026 → Present
    Massmutual Life Insurance
    Madison, WI
  • 06/2026 → Present
    Madison, WI
Previous Registrations
Other Businesses

NAME: THE HILLTOP LLC INV REL: Y ADD: 4173 COUNTY ROAD P CROSS PLAINS WI 53528 NATURE: RESTAURANT POSITION: 49% OWNER/SILENT INVESTOR START DATE: 06/11/2019 NO. HR/MO: 0-5 NO. HR/MO DURING SEC TRADING: 0-5 (2) NAME: KARL DETTMANN LLC INV REL: Y ADD: 525 JUNCTION RD STE 8100N MADISON 53717 NATURE/DUTIES: OWNER OF LLC USED FOR FINANCIAL BUSINESS POSITION: OWNER START DATE: 07/09/2019 NO. HR/MO: 80+ NO. HR/MO DURING SEC TRADING: 80+ (3) NAME: DETTMANN VINEYARDS LLC INV REL: Y ADD: RESIDENTIAL NATURE: HOBBY PIECE OF LAND POSITION: OWNER START DATE: 06/27/2017 NO. HR/MO: 6-20 NO. HR/MO DURING SEC TRADING: 0-5 DUTIES: FEED ANIMALS, RECREATION (4) NAME: KARL DETTMANN LLC INV REL: Y ADD: RESIDENTIAL NATURE/NATURE: BUSINESS CONSULTING, COACHING FOR BUSINESS OWNERS POSITION: OWNER START DATE: 05/21/2016 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 15 (5) NAME: KARL DETTMANN INV REL: Y ADD: 525 JUNCTION RD STE 8100N MADISON WI 53717 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/01/2026 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-29
S63 Uniform Securities Agent State Law Examination 2010-10-05
  • S65 Uniform Investment Adviser Law Examination
    2012-09-29
  • S63 Uniform Securities Agent State Law Examination
    2010-10-05
Designations

View on SEC IAPD

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