Nina Renee Ruffalo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2019
  Lpl Financial Llc
  Palmdale, CA
• 12/2019 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 12/2019 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Orange, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-12-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Orange, CA
• 2019-08-27 → 2019-12-06
  Lpl Financial Llc
  Palmdale, CA

Other Businesses

ORANGE CAPITAL MANAGEMENT; RSA; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE 12/02/2019; 160 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2019-08-14