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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-23
OR RA APPROVED 2023-06-23
WA RA APPROVED 2023-06-23
  • CA RA
    APPROVED
    Since 2023-06-23
  • OR RA
    APPROVED
    Since 2023-06-23
  • WA RA
    APPROVED
    Since 2023-06-23

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

805 Sw Broadway Suite 2400, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Japan Tokyo 07/2015 08/2018
Fisher Investments Camas WA 08/2018 04/2023
Empirical Wealth Management Portland OR 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-22
  • S65 Uniform Investment Adviser Law Examination
    2010-06-22
Designations
Other Names
  • Peter Michel
  • Peter John Michel

View on SEC IAPD

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