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Frank Thomas Guiffre

Tsa Management Inc

Glen Head, NY

Clifton Park, NY

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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

4 Executive Park Dr Suite101, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hrc Investment Services Albany NY 05/2005 Present
Saratoga Triathlon Club Saratoga Springs NY 12/2024 Present
  • 05/2005 → Present
    Hrc Investment Services
    Albany, NY
  • 12/2024 → Present
    Saratoga Triathlon Club
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · GLEN HEAD, NY
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STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Head, NY
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Glen Head, NY
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