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Frank Thomas Guiffre

Tsa Management Inc

Glen Head, NY

Clifton Park, NY

CRD 5093544

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Employer firm

Tsa Management Inc CRD 106440

$1.48B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

4 Executive Park Dr Suite101, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hrc Investment Services Albany NY 05/2005 Present
Saratoga Triathlon Club Saratoga Springs NY 12/2024 Present
  • 05/2005 → Present
    Hrc Investment Services
    Albany, NY
  • 12/2024 → Present
    Saratoga Triathlon Club
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

FRANK VEE FINCH
JAMES WERNER
MICHAEL JONATHAN ROMER

Nearby Offices

LPL FINANCIAL LLC · GLEN HEAD, NY
J.P. MORGAN SECURITIES LLC · GLEN HEAD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Head, NY

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