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Kirby Richard Pederson

Mml Investors Services, LLC

Phoenix, AZ

Phoenix, AZ

CRD 5790418

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-22
AZ RA APPROVED 2012-04-27
  • TX RA
    APPROVED_RES
    Since 2020-05-22
  • AZ RA
    APPROVED
    Since 2012-04-27

Branch Locations

2929 E. Camelback Road Suite 219, Phoenix, AZ 85016 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Phoenix AZ 05/2011 Present
Mml Investors Services Phoenix AZ 05/2011 Present
Dollarhide Financial Group Scottsdale AZ 05/2010 Present
  • 05/2011 → Present
    Massmutual Life Insurance Company
    Phoenix, AZ
  • 05/2011 → Present
    Mml Investors Services
    Phoenix, AZ
  • 05/2010 → Present
    Dollarhide Financial Group
    Scottsdale, AZ
Other Businesses

NAME: KIRBY PEDERSON INV REL: Y ADD: 6263 NORTH SCOTTSDALE ROAD STE # 140 SCOTTSDALE AZ 85250 NATURE: SERVICING PREVIOUSLY ISSUED INDEX INSURANCE PRODUCTS FOR CLIENTS FROM THE OTHER FIRMS POSITION: SERVICING AGENT START DATE: 4/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 (2) NAME: FATIH LUTHERAN PRESCHOOL BOARD OF DIRECTORS INV REL: Y ADD: 801 E CAMELBACK RD PHOENIX AZ 85014 NATURE: BOARD OF THE PRESCHOOL POSITION: TREASURER START DATE: 2/14/2023 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0 DUTIES: BOARD TREASURER, HELP WITH BUDGETING AND SERVE ON THE EXECUTIVE COMMITTEE. I HAVE NO SIGNING AUTHORITY ON ACCOUNTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-20
  • S66 Uniform Combined State Law Examination
    2011-08-20
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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