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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-10 |
Branch Locations
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
9545 W. Camelback Rd., Phoenix, AZ 85037 • United States
3001 E. Camelback Rd., Phoenix, AZ 85016 • United States
901 N. Dobson, Mesa, AZ 85201 • United States
7000 E. Mayo Blvd. Bldg. #22, Phoenix, AZ 85054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2013 | 02/2021 |
| Bank Of America, N.A. | Chandler | AZ | 06/2013 | 02/2021 |
| Jp Morgan Securities, Llc | Fountain Hills | AZ | 02/2021 | 03/2025 |
| Jp Morgan Chase Bank, N.A. | Fountain Hills | AZ | 02/2021 | 03/2025 |
| Bok Financial Securities, Inc. | Scottsdale | AZ | 03/2025 | Present |
| Bokf, Na | Scottsdale | AZ | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-20 |
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