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Leif Eric Peterson

LPl Financial LLC

Bay City, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-10-19
  • MI RA
    APPROVED
    Since 2020-10-19

Branch Locations

503 N Euclid Ave, Ste. 9A, Bay City, MI 48706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lep Consulting, Plc Bay City MI 07/2009 Present
Royal Alliance Bay City MI 01/2013 10/2020
Lpl Financial Llc Bay City MI 10/2020 Present
  • 07/2009 → Present
    Lep Consulting, Plc
    Bay City, MI
  • 01/2013 → 10/2020
    Royal Alliance
    Bay City, MI
  • 10/2020 → Present
    Bay City, MI
Previous Registrations
  • 2013-02-07 → 2020-10-28
    Bay City, MI
    Scottsdale, AZ
  • 2010-10-12 → 2013-01-22
    1St Global Advisors Inc
    Bay City, MI
Other Businesses

1)10/02/2020 - Peterson Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2013 2)10/02/2020 - Leif Peterson Insurance - Non-Variable Insurance - inv rel - at reported business location(s) - start: 12/2017 - 20 hr/mth 3)10/02/2020 - LEP Consulting, PLC - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 01/2009 4)10/02/2020 - Gaslight Condominium Association - Non-Profit Board Member - non-inv rel - Bay City, MI - start: 10/2017 - 4 hr/mth 5)10/02/2020 - Express Payroll Services - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - 20 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
  • S66 Uniform Combined State Law Examination
    2010-09-24
Other Names
  • Leif Peterson

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