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Kristopher Kraig Emick

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

North Liberty, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-12-02
  • IA RA
    APPROVED
    Since 2014-12-02

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

North Liberty, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 12/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2014 Present
Continuity Partners Group, Llc Fairfield IA 12/2014 08/2017
Previous Registrations
  • 2014-01-13 → 2014-11-11
    Allworth Financial, L.P.
    Ankeny, IA
    Folsom, CA
  • 2013-11-13 → 2014-01-09
    Pathway Strategic Advisors
    Ankeny, IA
  • 2010-10-27 → 2013-10-28
    Investment Advisors Corp
    Des Moines, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-26
  • S66 Uniform Combined State Law Examination
    2010-10-26
Other Names
  • Kris Emick

View on SEC IAPD

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Robert J Lewis
MARC L LAUREANO
James Graham
KABIR M PARASHER
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COLLEEN MCGUIRE BELL

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fairfield, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRFIELDF, IA
BRIDGEPORT FINANCIAL SOLUTIONS · Fairfield, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRFEILD, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fairfield, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRFIELD, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRFIELD, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fairfield, IA

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