Christopher Joel Splawn

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 11/2020
  Believers Chapel
  Dallas, TX
• 02/2011 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 02/2011 → 11/2020
  Tiaa
  Lewisville, TX
• 11/2020 → Present
  Ameriprise Financial Services, Llc
  Hurst, TX

Previous Registrations

• 2013-11-15 → 2020-11-09
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
  Frisco, TX

Other Businesses

Board of Directors; Believers Chapel, Dallas; Church Elder & Trustee; 6420 Churchill Way, , Dallas, TX, 75230; Not Investment-Related; 10/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Believers Chapel; Young Adults Minister - Teaching on Wednesday Evenings and/or Sunday Mornings; Church Ministry/Teaching; 6420 Churchill Way, , Dallas, TX, 75230; Not Investment-Related; 01/01/2009; 10 to 19 hours per month; 0 during trading hours / Elevation Management Services, LLC; Associate Financial Advisor of an Ameriprise practice; Manage advisory business; 6860 Dallas Parkway, Ste 550, , Plano, TX, 75024; Investment-Related; 05/12/2022; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-15
• S63 Uniform Securities Agent State Law Examination
  2010-08-25