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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-06
SD RA APPROVED 2012-08-29
  • TX RA
    APPROVED_RES
    Since 2025-01-06
  • SD RA
    APPROVED
    Since 2012-08-29

Branch Locations

740 E Sioux Ave Ste 103, Pierre, SD 57501 • United States

Pierre, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pierre SD 08/2010 03/2020
Ameriprise Financial Services, Llc Pierre SD 03/2020 Present
Other Businesses

Board of Directors; Pierre City Planning Commission; Planning Commissioner; 222 E. Dakota Ave. Pierre, SD, ,; ; 04/23/2012; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Oil & Mineral leasing.; Leasing of owned mineral rights.; Burke & McLean Counties in ND., ,; ; 06/01/1995; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
  • S66 Uniform Combined State Law Examination
    2012-08-13
Other Names
  • Richard Dennis Dockter
  • Rick D Dockter

View on SEC IAPD

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