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Matthew Joseph Sperazzo

Ameriprise Financial Services, LLC

Albany, NY

Saratoga Springs, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-10-06
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-10-06

Branch Locations

3 Atrium Drive Ste 205, Albany, NY 12205-1483 • United States

Saratoga Springs, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 09/2007 09/2021
Jhfn Boston MA 06/2012 09/2021
John Hancock Funds Llc Boston MA 02/2013 09/2021
John Hancock Advisers, Llc Boston MA 11/2018 09/2021
Ameriprise Financial Services, Llc Albany NY 09/2021 Present
  • 09/2007 → 09/2021
    John Hancock
    Boston, MA
  • 06/2012 → 09/2021
    Jhfn
    Boston, MA
  • 02/2013 → 09/2021
    John Hancock Funds Llc
    Boston, MA
  • 11/2018 → 09/2021
    John Hancock Advisers, Llc
    Boston, MA
  • 09/2021 → Present
    Ameriprise Financial Services, Llc
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
S63 Uniform Securities Agent State Law Examination 2010-07-03
  • S66 Uniform Combined State Law Examination
    2017-09-29
  • S63 Uniform Securities Agent State Law Examination
    2010-07-03
Other Names
  • Matthew Joseph Sperazzo
  • Matthew J Sperazzo

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
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