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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
PA RA APPROVED 2010-06-29
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • PA RA
    APPROVED
    Since 2010-06-29

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 03/2008 Present
Other Businesses

I*1964304 , Entity Type,For Profit Name of OBA:Kraftworks by Kasper, LLC Address:Cochranville,PA,19330 Investment Related:NO Position, Title, Association: Other Employee Start Date: 08/16/2024 No Hours:10 WEEKLY No Hours during trading:0 Duties:Kraftworks is a retail business selling custom cups and wood crafts. I will be doing the bookkeeping for the business, assisting with the setup of the website and online store.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-18
  • S66 Uniform Combined State Law Examination
    2007-08-18
Other Names
  • Karen Anne Huczko
  • Karen Anne Bell
  • Karen A Kasper

View on SEC IAPD

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