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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-09 |
Branch Locations
902 Clint Moore Rd Ste 228, Boca Raton, FL 33487-2828 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Wellesley | MA | 06/2010 | 02/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2015 | Present |
| Northwestern Mutual Investment Services Llc | Boca Raton | FL | 02/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. CUTTER, RIEGEL & STADFELD; NON-INVESTMENT REALTED; WELLESLEY, MA, 33% OWNER, BUSINESS ENTITY CREATED FOR PAYROLL PURPOSES ONLY; 0-5 HRS PER MONTH. 3. LESS THEN 1% OWNER, BLACK CREEK CRYPTO LLC, 1000 N. WEST STREET SUITE 1200, WILMINGTON, , DELAWARE, 19801, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/12/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE 4. SHEPSTAD, INC. (PAUL S STADFELD TRUST, U/A/D NOVEMBER 3, 2011, AS AMENDED FEBRUARY 8, 2023), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/30/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, , LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. THE CONVERGENCE METHOD TRAINING, BUSINESS RELATED SEMINARS, START DATE: 9/12/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS A COACHING PROGRAM CALLED CONVERGENCE COACHING AND CONSULTING. MATT CUTTER AND I ARE RUNNING AND CONDUCTING THIS COACHING PROGRAM. IT IS TO EDUCATE NM ADVISORS. 6 90 MINUTE SESSIONS; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-09 |
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