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Henry Daniel Pozo

J.P. Morgan Securities LLC

Lakewood, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-11
MO RA APPROVED 2026-03-08
NJ RA APPROVED 2026-02-12
NY RA APPROVED 2026-02-11
  • TX RA
    APPROVED
    Since 2026-03-11
  • MO RA
    APPROVED
    Since 2026-03-08
  • NJ RA
    APPROVED
    Since 2026-02-12
  • NY RA
    APPROVED
    Since 2026-02-11

Branch Locations

1700 Madison Ave Ste 600., Lakewood, NJ 08701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Lakewood NJ 05/2010 Present
Envios Sin Fronteras Manasquan NJ 07/2008 07/2020
J.P. Morgan Securities Llc Lakewood NJ 10/2012 Present
New Horizon Legacy Group Llc Howell NJ 10/2021 05/2025
  • 05/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Lakewood, NJ
  • 07/2008 → 07/2020
    Envios Sin Fronteras
    Manasquan, NJ
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Lakewood, NJ
  • 10/2021 → 05/2025
    New Horizon Legacy Group Llc
    Howell, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2010-06-22
  • S66 Uniform Combined State Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2010-06-22
Other Names
  • Henry D Pozo

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LAKEWOOD, NJ
LPL FINANCIAL LLC · LAKEWOOD, NJ
J.P. MORGAN SECURITIES LLC · Lakewood, NJ
LEATHERBACK INVESTMENTS LLC · LAKEWOOD, NJ
MML INVESTORS SERVICES, LLC · Lakewood, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD, NJ
FORTUNE CAPITAL MANAGEMENT LLC · Lakewood, NJ
J.P. MORGAN SECURITIES LLC · BRICK, NJ

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