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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-20 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Tampa | FL | 03/2016 | 06/2019 |
| Gwfs Equites, Inc/Aag | Greenwood Village | CO | 09/2019 | Present |
FINRA. Investment Related: No. Self-regulatory organization. Arbitrator. hours/month: 0-5. during work hours: 0. FINRA arbitrators are dedicated individuals serving the investing public and the securities industry by resolving securities-related disputes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-10 |
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