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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-25
MD RA APPROVED 2018-05-11
  • TX RA
    APPROVED
    Since 2026-05-25
  • MD RA
    APPROVED
    Since 2018-05-11

Branch Locations

221 Maitland Street, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Bel Air MD 05/2010 05/2018
David A. Flanders, Cpa, Llc Bel Air MD 04/2007 Present
1St Global Advisors, Inc. Bel Air MD 05/2010 05/2018
Commonwealth Financial Network Waltham MA 05/2018 Present
  • 05/2010 → 05/2018
    1St Global Capital Corp
    Bel Air, MD
  • 04/2007 → Present
    David A. Flanders, Cpa, Llc
    Bel Air, MD
  • 05/2010 → 05/2018
    1St Global Advisors, Inc.
    Bel Air, MD
  • 05/2018 → Present
    Waltham, MA
Previous Registrations
  • 2010-08-02 → 2018-05-11
    1St Global Advisors Inc
    Bel Air, MD
Other Businesses

1. Tax Preparation, David A Flanders CPA, LLC; as of 05/04/2018; Approximately 50% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 2. Sole owner, David A Flanders CPA, LLC; as of 5/04/2018; Approximately 50% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 3. Fixed insurance sales; as of 05/04/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Sole owner, Flanders Wealth Management, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of05/04/2018; Approximately 50% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-29
  • S66 Uniform Combined State Law Examination
    2010-07-29
Designations

View on SEC IAPD

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