David Alan Flanders

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 05/2018
  1St Global Capital Corp
  Bel Air, MD
• 04/2007 → Present
  David A. Flanders, Cpa, Llc
  Bel Air, MD
• 05/2010 → 05/2018
  1St Global Advisors, Inc.
  Bel Air, MD
• 05/2018 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2010-08-02 → 2018-05-11
  1St Global Advisors Inc
  Bel Air, MD

Other Businesses

1. Tax Preparation, David A Flanders CPA, LLC; as of 05/04/2018; Approximately 50% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 2. Sole owner, David A Flanders CPA, LLC; as of 5/04/2018; Approximately 50% Time spent during securities trading hours per month; conducted at branch location; Not investment related. 3. Fixed insurance sales; as of 05/04/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Sole owner, Flanders Wealth Management, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of05/04/2018; Approximately 50% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-29

Designations

• Certified Financial Planner