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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Campbell | CA | 05/2010 | 02/2018 |
| Various Insurance Carriers For W & R Insurance Agencies | San Jose | CA | 05/2010 | 02/2018 |
| Coldwell Banker Residential | Saratoga | CA | 08/2010 | Present |
| Prudential Insurance Company Of America | San Jose | CA | 02/2018 | Present |
| Pruco Securities, Llc. | San Jose | CA | 02/2018 | 11/2024 |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 09/26/2024 - Coldwell Banker - Sales and Marketing of Residential Real Estate - Mortgage/Real Estate Services - Inv Related - At San Jose, CA - Start Date 09/01/2010 - 30hrs/mth - 5hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-01 |
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