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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| NJ | RA | APPROVED | 2017-07-24 |
Branch Locations
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 02/2011 | 07/2017 |
| Morgan Stanley | Morganville | NJ | 07/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | Present |
*454412 - Trust; Investment related - Yes; Watchung, New Jersey; 11/2021; During business hours: 0; After business hours: 0.25 *457536 - LaFamiglia Ventures, LLC; Investment related - Yes; Scotch Plains, New Jersey; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 0.15; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-17 |
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