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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1 Blue Hill Plaza, 7Th Floor Suite 4373, Pearl River, NY 10965 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Nanuet NY 04/2010 06/2019
Foresters Financial Advisory Services Llc Nanuet NY 12/2013 06/2019
Cetera Investment Advisers Llc Pearl River NY 06/2019 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
  • 04/2010 → 06/2019
    Foresters Financial
    Nanuet, NY
  • 12/2013 → 06/2019
    Foresters Financial Advisory Services Llc
    Nanuet, NY
  • 06/2019 → Present
    Pearl River, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-05-13
  • S63 Uniform Securities Agent State Law Examination
    2010-05-13

View on SEC IAPD

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