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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
1301 Eastchester Dr Suite 202, High Point, NC 27265 • United States
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Greensboro | NC | 05/2014 | 11/2024 |
| Prudential Insurance Company Of America | Greensboro | NC | 05/2014 | Present |
| Lpl Enterprise, Llc | High Point | NC | 11/2024 | Present |
1) 12/04/2024 - JonS0lo - Professional Video Gamer in tournaments - Outside/W-2 Employment - Non Inv Related - At Charlotte, NC - Start Date 09/03/2021 - 40hrs/mth - 0hrs/mth During Trading 2) 12/02/2025-Sage Wealth Strategies-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 11/25/2025-20hrs/mth-20hrs/mth during trading 3) 12/18/2025-J & L Equity Group, LLC-Owner-Real Estate Rental-Inv related-At High Point, NC-Start date 12/18/2025-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-09 |
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