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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-16 |
| VA | RA | APPROVED | 2022-10-21 |
Branch Locations
208 Golden Oak Ct Ste 300 [Ob-Rbo], Virginia Beach, VA 23452 • United States
301 Little Neck Rd, Virginia Beach, VA 23452 • United States
1608 Laskin Rd, Virginia Beach, VA 23451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 11/2011 | 10/2022 |
| Bank Of America, N.A. | Norfolk | VA | 12/2011 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 10/2022 | Present |
RENTAL PROPERTY; INV. RELATED; VIRGINIA BEACH,VA; 100% OWNERSHIP; START DATE 03/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; VIRGINIA BEACH,VA; 100% OWNERSHIP; START DATE 03/01/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; VIRGINIA BEACH,VA; 100% OWNERSHIP; START DATE 02/01/2014; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-13 |
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