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Benjamin Miles Smith

Morgan Stanley

Alpharetta, GA

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-05
TX RA APPROVED 2011-07-06
UT RA APPROVED 2011-07-06
  • GA RA
    APPROVED
    Since 2022-08-05
  • TX RA
    APPROVED
    Since 2011-07-06
  • UT RA
    APPROVED
    Since 2011-07-06

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 06/2011 Present
Morgan Stanley Services Group, Inc. South Jordan UT 11/2018 01/2020
Solium Financial Services Llc South Jordan UT 11/2019 09/2020
E*Trade Securities Llc Alpharetta GA 05/2021 Present
  • 06/2011 → Present
    Morgan Stanley
    Alpharetta, GA
  • 11/2018 → 01/2020
    Morgan Stanley Services Group, Inc.
    South Jordan, UT
  • 11/2019 → 09/2020
    Solium Financial Services Llc
    South Jordan, UT
  • 05/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-30
  • S66 Uniform Combined State Law Examination
    2010-07-30

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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