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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-02 |
| AZ | RA | APPROVED | 2011-10-19 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 10/2011 | 11/2016 |
| Rbc Capital Markets, Llc | Tucson | AZ | 11/2016 | Present |
| City National Bank | Tucson | AZ | 01/2017 | Present |
(1) NAME OF ENTITY: Pima Community College Foundation ADDRESS: 4905C E Broadway Blvd #252 Tucson AZ 85709 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 8/4/22 DUTIES: being advocate for the organization and helping them fulfill their mission. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME: Tucson Conquistadores Non-Investment Related Nature of OBA: Non-Profit Position/Title/Relationship: Officer, Board of Directors * Start Date: 09/01/22 Time devoted: 1hour per month; 0 during securities trading DUTIES: I am the secretary, who is responsible for Roll Call and signing off on board meeting minutes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-18 |
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