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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-27 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Bolton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Coventry | CT | 04/2016 | 09/2016 |
| Lpl Finanical Llc | Coventry | CT | 04/2016 | 09/2016 |
| Key Investment Services Llc | Coventry | CT | 09/2016 | 01/2017 |
| Key Bank | Coventry | CT | 09/2016 | 05/2017 |
| Key Investment Services Llc | Manchester | CT | 01/2017 | 05/2017 |
| United Bank | Coventry | CT | 05/2017 | 01/2020 |
| Infinex Investments Inc. | Meriden | CT | 05/2017 | 01/2020 |
| Key Investment Services Llc | Cohoes | NY | 01/2020 | 06/2021 |
| Keybank | Manchester | CT | 01/2020 | 06/2021 |
| The Prudential Insurance Company Of America | Hartford | CT | 06/2021 | 04/2022 |
| Prudential Investment Management Services Llc | Hartford | CT | 06/2021 | 04/2022 |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 01/2023 | Present |
Trail Life USA Troop 1635, Newington, CT / Treasurer. Designated signator on troop bank account; balancing the budget; collecting dues, event expense management, accounts payables. 5 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-12 |
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