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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-27
  • CT RA
    APPROVED
    Since 2023-01-27

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Bolton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Coventry CT 04/2016 09/2016
Lpl Finanical Llc Coventry CT 04/2016 09/2016
Key Investment Services Llc Coventry CT 09/2016 01/2017
Key Bank Coventry CT 09/2016 05/2017
Key Investment Services Llc Manchester CT 01/2017 05/2017
United Bank Coventry CT 05/2017 01/2020
Infinex Investments Inc. Meriden CT 05/2017 01/2020
Key Investment Services Llc Cohoes NY 01/2020 06/2021
Keybank Manchester CT 01/2020 06/2021
The Prudential Insurance Company Of America Hartford CT 06/2021 04/2022
Prudential Investment Management Services Llc Hartford CT 06/2021 04/2022
Gwfs Equities, Inc. Hartford CT 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
  • 04/2016 → 09/2016
    First Niagara Bank
    Coventry, CT
  • 04/2016 → 09/2016
    Lpl Finanical Llc
    Coventry, CT
  • 09/2016 → 01/2017
    Key Investment Services Llc
    Coventry, CT
  • 09/2016 → 05/2017
    Key Bank
    Coventry, CT
  • 01/2017 → 05/2017
    Key Investment Services Llc
    Manchester, CT
  • 05/2017 → 01/2020
    United Bank
    Coventry, CT
  • 05/2017 → 01/2020
    Infinex Investments Inc.
    Meriden, CT
  • 01/2020 → 06/2021
    Key Investment Services Llc
    Cohoes, NY
  • 01/2020 → 06/2021
    Keybank
    Manchester, CT
  • 06/2021 → 04/2022
    The Prudential Insurance Company Of America
    Hartford, CT
  • 06/2021 → 04/2022
    Prudential Investment Management Services Llc
    Hartford, CT
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Hartford, CT
  • 01/2023 → Present
    Greenwood Village, CO
Other Businesses

Trail Life USA Troop 1635, Newington, CT / Treasurer. Designated signator on troop bank account; balancing the budget; collecting dues, event expense management, accounts payables. 5 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
S63 Uniform Securities Agent State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2013-12-12
Other Names
  • Philip Grant Parker
  • Philip Parker

View on SEC IAPD

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