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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-10
  • NJ RA
    APPROVED
    Since 2024-09-10

Branch Locations

35 E Kings Hwy #122, Haddonfield, NJ 08033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Cherry Hill NJ 06/2016 09/2024
Lpl Financial, Llc Merchantville NJ 09/2024 Present
  • 06/2016 → 09/2024
    Lincoln Financial Advisors
    Cherry Hill, NJ
  • 09/2024 → Present
    Merchantville, NJ
Previous Registrations
  • 2016-06-10 → 2024-09-10
    Osaic Fa, Inc.
    Cherry Hill, NJ
  • 2012-01-24 → 2016-06-09
    Radnor, PA
  • 2011-07-19 → 2011-11-10
    Mercadien Asset Management, Llc
    Hamilton, NJ
  • 2010-08-17 → 2011-04-28
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

1 - 08/15/2024 - Alan Chapman NVI - Non-Variable Insurance - Inv Related - 10 Hours/Month - NJ 08109 - OBA Start Date: 08/20/2024. 2 - 08/15/2024 - Generation Capital agency - Insurance Agency - Inv Related - 10 Hours/Month - NJ 08109 - OBA Start Date: 08/20/2024. 3 - 08/15/2024 - GENERATION CAPITAL GROUP LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-09
  • S66 Uniform Combined State Law Examination
    2010-08-09

View on SEC IAPD

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