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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-06
OH RA APPROVED 2013-12-02
  • TX RA
    APPROVED
    Since 2014-08-06
  • OH RA
    APPROVED
    Since 2013-12-02

Branch Locations

5455 W New Albany Rd, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Gahanna OH 10/2012 Present
Jp Morgan Chase Bank Llc Columbus OH 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2013-11-27
Other Names
  • Heath M Horning

View on SEC IAPD

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