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Henry Hudson Norman

Park Avenue Securities LLC

Montrose, CA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-06-05
MD RA APPROVED 2026-02-05
IL RA APPROVED 2026-01-09
NY RA APPROVED 2025-03-28
PA RA APPROVED 2024-04-16
NC RA APPROVED 2024-02-15
OH RA APPROVED 2024-01-10
FL RA APPROVED 2022-05-03
CO RA APPROVED 2022-01-24
TX RA APPROVED_RES 2021-01-04
OR RA APPROVED 2020-10-30
NV RA APPROVED 2020-08-18
AZ RA APPROVED 2020-08-10
WA RA APPROVED 2019-07-01
CA RA APPROVED 2018-08-02
  • NM RA
    APPROVED
    Since 2026-06-05
  • MD RA
    APPROVED
    Since 2026-02-05
  • IL RA
    APPROVED
    Since 2026-01-09
  • NY RA
    APPROVED
    Since 2025-03-28
  • PA RA
    APPROVED
    Since 2024-04-16
  • NC RA
    APPROVED
    Since 2024-02-15
  • OH RA
    APPROVED
    Since 2024-01-10
  • FL RA
    APPROVED
    Since 2022-05-03
  • CO RA
    APPROVED
    Since 2022-01-24
  • TX RA
    APPROVED_RES
    Since 2021-01-04
  • OR RA
    APPROVED
    Since 2020-10-30
  • NV RA
    APPROVED
    Since 2020-08-18
  • AZ RA
    APPROVED
    Since 2020-08-10
  • WA RA
    APPROVED
    Since 2019-07-01
  • CA RA
    APPROVED
    Since 2018-08-02

Branch Locations

2233 Honolulu Avenue Suite 210, Montrose, CA 91020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pasadena CA 03/2012 07/2018
Mml Investors Services Llc Pasadena CA 04/2012 07/2018
Guardian Life Insurance Company San Ramon CA 08/2018 08/2019
Park Avenue Securities San Ramon CA 08/2018 08/2019
Park Avenue Securities Beverly Hills CA 08/2018 08/2019
Guardian Life Insurance Company Beverly Hills CA 08/2018 08/2019
Guardian Life Insurance Company Pasadena CA 12/2018 06/2019
Park Avenue Securities Pasadena CA 12/2018 06/2019
Guardian Life Insurance La Canada CA 06/2019 06/2019
Park Avenue Securities La Canada CA 06/2019 06/2019
Guardian Life Insurance Company Glendale CA 06/2019 09/2020
Park Avenue Securities Gelndale CA 06/2019 09/2020
Guardian Life Insurance Company Montrose CA 09/2020 Present
Park Avenue Securities Montrose CA 09/2020 Present
Guardian Life Insurance Company Glendale CA 06/2024 03/2026
Park Avenue Securities Glendale CA 06/2024 03/2026
  • 03/2012 → 07/2018
    Massmutual Life Insurance Company
    Pasadena, CA
  • 04/2012 → 07/2018
    Mml Investors Services Llc
    Pasadena, CA
  • 08/2018 → 08/2019
    Guardian Life Insurance Company
    San Ramon, CA
  • 08/2018 → 08/2019
    Park Avenue Securities
    San Ramon, CA
  • 08/2018 → 08/2019
    Park Avenue Securities
    Beverly Hills, CA
  • 08/2018 → 08/2019
    Guardian Life Insurance Company
    Beverly Hills, CA
  • 12/2018 → 06/2019
    Guardian Life Insurance Company
    Pasadena, CA
  • 12/2018 → 06/2019
    Park Avenue Securities
    Pasadena, CA
  • 06/2019 → 06/2019
    Guardian Life Insurance
    La Canada, CA
  • 06/2019 → 06/2019
    Park Avenue Securities
    La Canada, CA
  • 06/2019 → 09/2020
    Guardian Life Insurance Company
    Glendale, CA
  • 06/2019 → 09/2020
    Park Avenue Securities
    Gelndale, CA
  • 09/2020 → Present
    Guardian Life Insurance Company
    Montrose, CA
  • 09/2020 → Present
    Park Avenue Securities
    Montrose, CA
  • 06/2024 → 03/2026
    Guardian Life Insurance Company
    Glendale, CA
  • 06/2024 → 03/2026
    Park Avenue Securities
    Glendale, CA
Previous Registrations
  • 2013-08-02 → 2018-08-03
    Mml Investors Services, Llc
    Newport Beach, CA
    Woodland Hills, CA
    El Segundo, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Pasadena, CA
Other Businesses

BLUERIDGE PARTNERS- PARTNER ADDRESS: 3034 BROOKHILL ST, LA CRESCENTA, CA 91214 START DATE: 2/1/2010 1 HOUR PER MONTH/ 1 HOUR DURING TRADING HOURS NON INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-15
S63 Uniform Securities Agent State Law Examination 2011-03-02
  • S65 Uniform Investment Adviser Law Examination
    2013-07-15
  • S63 Uniform Securities Agent State Law Examination
    2011-03-02
Other Names
  • Hank Hudson Norman
  • Henry Hudson Norman

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL PARTNERS
VON ADELUNG WEALTH MANAGEMENT
LPL FINANCIAL LLC
CREATIVE CAPITALISTS, INC

Other Investors

CHRISTOPHER CHARLES ANDREW ARISTO
ARTONO BUDHIMAN
VAHE MOVSESYAN
TIGRAN ELOYAN
Edward J Hawrylo
Yuvraj Kataria
ROXANNA MARTINEZ
Mitchell Eric Hedlund

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · MONTROSE, CA
WELLS FARGO CLEARING SERVICES, LLC · MONTROSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MONTROSE, CA
J.P. MORGAN SECURITIES LLC · MONTROSE, CA
INDEPENDENT FINANCIAL PARTNERS · Glendale, CA
VON ADELUNG WEALTH MANAGEMENT · MONTROSE, CA
LPL FINANCIAL LLC · MONTROSE, CA
CREATIVE CAPITALISTS, INC · GLENDALE, CA

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