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James Bedrock

Catalyst Capital Advisors LLC

San Juan, PR

Edgewater, MD

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Current Employers
Catalyst Capital Advisors Llc

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-13
  • NY RA
    APPROVED
    Since 2023-09-13

Branch Locations

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912 • United States

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services, Llc Newark NJ 03/2015 07/2017
Alt Fund Distributors New York NY 02/2018 07/2019
Benchmark Technologies Intl Hackensack NJ 08/2017 01/2018
Raymond James Financial Services, Inc Charlestown MD 07/2019 05/2023
Raymond James Financial Services Advisors Inc. Chestertown MD 10/2019 05/2023
Alt Fund Distributors New York NY 06/2023 Present
  • 03/2015 → 07/2017
    Prudential Investment Management Services, Llc
    Newark, NJ
  • 02/2018 → 07/2019
    Alt Fund Distributors
    New York, NY
  • 08/2017 → 01/2018
    Benchmark Technologies Intl
    Hackensack, NJ
  • 07/2019 → 05/2023
    Raymond James Financial Services, Inc
    Charlestown, MD
  • 10/2019 → 05/2023
    Raymond James Financial Services Advisors Inc.
    Chestertown, MD
  • 06/2023 → Present
    Alt Fund Distributors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-03
S65 Uniform Investment Adviser Law Examination 2023-09-13
  • S63 Uniform Securities Agent State Law Examination
    2023-10-03
  • S65 Uniform Investment Adviser Law Examination
    2023-09-13
Other Names
  • James David Bedrock
  • James Bedrock

View on SEC IAPD

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Other Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron
JUAN ANTONIO BRUNO
Paola Teresa Gautier-Ortiz
EMMANUEL LOUBRIEL
HECTOR JAVIER JIRAU
LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR
OSAIC WEALTH, INC. · SAN JUAN, PR
NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR
NEGRON-RAMOS LLC · SAN JUAN, PR
PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

More in San Juan, PR

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