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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-09 |
Branch Locations
1211 Sw 5Th Ave, Portland, OR 97204 • United States
401 Union St, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Portland | OR | 08/2008 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 07/2025 | Present |
I*2629283 Entity Type: Not for ProfitName of OBA: Boys & Girls Clubs of Portland Metropolitan Area Address:Portland, OR Investment Related:No Position, Title, Association:Board Member Start Date:07/14/2025 No Hours: 4 hours per month Hours during trading:2 Duties:- The organization's mission is to empower all young people, especially those who need us most, to discover their full potential as caring, engaged, responsible community members. Clubs provide enrichment programs to youth while empowering them with a sense of belonging and security. Clubs surround members with caring, trained staff that engage them in nationally proven evidence-based youth development programs. Volunteer as Governing Board Member to support this non-profit organization in our community. - Stay informed and actively participate in board meetings and decision-making in good faith and with the best interest of the organization in mind (while avoiding conflicts of interest) - Leverage personal network to support fundraising and open doors for the organization - Advocate for the nonprofit's mission and raise its visibility in the community - Attend board and assigned committee meetings consistently - Serve on a committee as needed - Strengthen relationships with donors, partners and the public - Volunteer time to support events and projects I*2629282 Entity Type: Not for ProfitName of OBA: Girls Inc. of the Pacific Northwest Address:Portland, OR Investment Related:No Position, Title, Association:Board Member Start Date:07/14/2025 No Hours: 4 hours per month No Hours during trading:2 hours per month Duties:- Volunteer as Governing Board Member to support this non-profit organization in our community. - Stay informed and actively participate in board meetings and decision-making in good faith and with the best interest of the organization in mind (while avoiding conflicts of interest) - Leverage personal network to support fundraising and open doors for the organization - Advocate for the nonprofit's mission and raise its visibility in the community - Attend board and assigned committee meetings consistently - Serve on a committee as needed - Strengthen relationships with donors, partners and the public - Volunteer time to support events and projects
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-13 |
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