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Thomas William Brown

Waverly Advisors, LLC

Austin, TX

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-14
TX RA APPROVED 2023-07-14
  • CA RA
    APPROVED
    Since 2023-07-14
  • TX RA
    APPROVED
    Since 2023-07-14

Branch Locations

8834 N Capital Of Texas Hwy #200, Austin, TX 78759 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Silicon Hills Wealth Management Austin TX 10/2012 08/2023
Waverly Advisors, Llc Austin TX 06/2023 Present
  • 10/2012 → 08/2023
    Silicon Hills Wealth Management
    Austin, TX
  • 06/2023 → Present
    Austin, TX
Previous Registrations
  • 2013-01-14 → 2023-08-17
    Silicon Hills Wealth Management
    Austin, TX
  • 2010-06-15 → 2013-03-25
    Fsc Securities Corporation
    Austin, TX
Other Businesses

SILICON HILLS TECHNOLOGIES, LLC, BUSINESS IS NOT INVESTMENT-RELATED, 8834 N CAPITAL OF TEXAS HWY #200, AUSTIN, TX 78759, SOFTWARE DEVELOPMENT SERVICES, MANAGING MEMBER - ADMINISTRATION, OPERATIONS & ACCOUNTING. SOME STRATEGIC CONSULTING TO THE DEVELOPMENT TEAM THAT ARE ALL PART-TIME CONTRACTORS, START DATE - 6/1/2021, 10 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-03
  • S66 Uniform Combined State Law Examination
    2010-06-03
Other Names
  • Tom Brown

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