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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2022-09-14 |
| MS | RA | APPROVED | 2016-02-26 |
| AL | RA | APPROVED | 2011-03-15 |
Branch Locations
3500 Blue Lake Drive Suite 220, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Birmingham | AL | 04/2010 | Present |
| Park Avenue Securities | Birmingham | AL | 12/2010 | Present |
1. Sell other insurance products outside of Guardian-Use other insurance company products when either not available or not competitive through Guardian, Start: 02/20/2015, Address: 2151 Highland Avenue South, Suite 100 Birmingham, AL 35205, 5 Bus hrs per month, Investment related, 2. Advisory Board of Directors for Greystone YMCA-Show up for meetings to help advise on big picture operations of this YMCA, Start: 09/01/2017, Address: 5414 Highway US-280 Birmingham, AL 35242, Hrs per month - Tot/bus: 2/1, Not investment related, 3) Trustee for deceased father's estate, Start: 01/18/2021, Address: 331 Overbrook Road Birmingham, AL 35213, 1 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 4) Trustee for first cousin's trust, Start: 02/04/2022, Address: 9037 Charleston Place, Morris, AL 35116, <1 total hours per month <1 during securities trading hours, Investment related, No annual compensation, 5) Business Consulting- coach businesses and their owners with regards to more efficient processes for managing day to day activities, Start: 08/25/2022, Address: 331 Overbrook Road Birmingham, AL 35213, 4 total hours per month; 4 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-08 |
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