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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-05
FL RA APPROVED 2022-09-14
MS RA APPROVED 2016-02-26
AL RA APPROVED 2011-03-15
  • GA RA
    APPROVED
    Since 2024-09-05
  • FL RA
    APPROVED
    Since 2022-09-14
  • MS RA
    APPROVED
    Since 2016-02-26
  • AL RA
    APPROVED
    Since 2011-03-15

Branch Locations

3500 Blue Lake Drive Suite 220, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Birmingham AL 04/2010 Present
Park Avenue Securities Birmingham AL 12/2010 Present
  • 04/2010 → Present
    Guardian Life Insurance Company
    Birmingham, AL
  • 12/2010 → Present
    Park Avenue Securities
    Birmingham, AL
Other Businesses

1. Sell other insurance products outside of Guardian-Use other insurance company products when either not available or not competitive through Guardian, Start: 02/20/2015, Address: 2151 Highland Avenue South, Suite 100 Birmingham, AL 35205, 5 Bus hrs per month, Investment related, 2. Advisory Board of Directors for Greystone YMCA-Show up for meetings to help advise on big picture operations of this YMCA, Start: 09/01/2017, Address: 5414 Highway US-280 Birmingham, AL 35242, Hrs per month - Tot/bus: 2/1, Not investment related, 3) Trustee for deceased father's estate, Start: 01/18/2021, Address: 331 Overbrook Road Birmingham, AL 35213, 1 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 4) Trustee for first cousin's trust, Start: 02/04/2022, Address: 9037 Charleston Place, Morris, AL 35116, <1 total hours per month <1 during securities trading hours, Investment related, No annual compensation, 5) Business Consulting- coach businesses and their owners with regards to more efficient processes for managing day to day activities, Start: 08/25/2022, Address: 331 Overbrook Road Birmingham, AL 35213, 4 total hours per month; 4 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-08
  • S66 Uniform Combined State Law Examination
    2011-03-08

View on SEC IAPD

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