Alan Douglas Lott

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Guardian Life Insurance Company
  Birmingham, AL
• 12/2010 → Present
  Park Avenue Securities
  Birmingham, AL

Other Businesses

1. Sell other insurance products outside of Guardian-Use other insurance company products when either not available or not competitive through Guardian, Start: 02/20/2015, Address: 2151 Highland Avenue South, Suite 100 Birmingham, AL 35205, 5 Bus hrs per month, Investment related, 2. Advisory Board of Directors for Greystone YMCA-Show up for meetings to help advise on big picture operations of this YMCA, Start: 09/01/2017, Address: 5414 Highway US-280 Birmingham, AL 35242, Hrs per month - Tot/bus: 2/1, Not investment related, 3) Trustee for deceased father's estate, Start: 01/18/2021, Address: 331 Overbrook Road Birmingham, AL 35213, 1 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 4) Trustee for first cousin's trust, Start: 02/04/2022, Address: 9037 Charleston Place, Morris, AL 35116, <1 total hours per month <1 during securities trading hours, Investment related, No annual compensation, 5) Business Consulting- coach businesses and their owners with regards to more efficient processes for managing day to day activities, Start: 08/25/2022, Address: 331 Overbrook Road Birmingham, AL 35213, 4 total hours per month; 4 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams

• S66 Uniform Combined State Law Examination
  2011-03-08