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36 Maplewood Avenue, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-07-12 |
| TX | RA | APPROVED_RES | 2021-07-07 |
| MA | RA | APPROVED | 2019-06-06 |
| ME | RA | APPROVED | 2019-03-29 |
| NH | RA | APPROVED | 2019-03-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scarborough | ME | 02/2015 | 03/2019 |
| Capital Design Private Wealth Llc | Portsmouth | NH | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-02 |
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