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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-06 |
| WA | RA | APPROVED | 2019-11-15 |
Branch Locations
450 Alaskan Way S Ste 200 Ofc 273, Seattle, WA 98104-2785 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2010 | 11/2019 |
| Ameriprise Financial Services, Inc | Seattle | WA | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Business Ownership; CLBJ Impact Strategies, LLC; Owner; Consulting; 2721 SW Trenton St, 46894, Seattle, WA, 98126; Investment-Related; 10/16/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Leadership Tomorrow Seattle; Immediate Past Chair; 1301 5th Ave, Suite 1500, , Seattle, WA, 98101; Not Investment-Related; 11/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-23 |
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