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Robert Brandon Richardson

Morgan Stanley

Newport Beach, CA

Nashville, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-06
TN RA APPROVED 2025-07-21
TX RA APPROVED 2019-02-01
  • CA RA
    APPROVED
    Since 2025-08-06
  • TN RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2019-02-01

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

3102 West End Avenue Suite 200, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 11/2010 02/2019
Morgan Stanley Smith Barney Llc Los Angeles CA 02/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2022 06/2025
  • 11/2010 → 02/2019
    Ubs Financial Services Inc.
    Newport Beach, CA
  • 02/2019 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 12/2022 → 06/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Other Names
  • Robert Richardson
  • Robert B Richardson

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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