David N Schofield

Current Employers

Employment History

• 12/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 10/2020 → 11/2022
  D & B Ventures
  Cincinnati, OH
• 11/2022 → Present
  D & B Ventures, Llc
  Idaho Falls, ID
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-01-03 → 2013-12-31
  On Investment Management Co
  Idaho Falls, ID
• 2010-01-26 → 2010-12-31
  On Investment Management Co
  Idaho Falls, ID
  Cincinnati, OH
• 2008-02-12 → 2010-01-27
  Securities America Advisors, Inc.
  Idaho Falls, ID

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START DECEMBER 2013, 30 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES 2.DBA: CORNERSTONE FINANCIAL ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL AND INSURANCE SERVICES, START 2006, 5 HRS. PER WEEK -DURING TRADING HOURS, FINANCIAL ADVISOR - INSURANCE AGENT 3. JOSEPHSON AGENCY, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INSURANCE AND FINANCIAL SERVICES, START 2006, 5 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR - INSURANCE AGENT 4. IDAHO HEALTH INSURANCE SOLUTIONS INC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, HEALTH INSURANCE, START OCTOBER 2013, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, AGENT. 5. NAME OF OTHER BUSINESS: eSHOP HEALTH INSURANCE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HEALTH INSURANCE, START DATE: 9/2013, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF TRADING HOURS PER WEEK: 20, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: ASSIST GROUPS AND INDIVIDUALS ACQUIRE HEALTH INSURANCE; 6. D & B VENTURES, LLC, NOT INVESTMENT RELATED, 273 N RIDGE AVE, IDAHO FALLS, ID, 83402, REAL ESTATE, STARTED 11/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUYING RENTAL PROPERTIES; 7. NAME OF OTHER BUSINESS: CORNERSTONE ADVISORY GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: AUBURN HILLS SUBDIVISION HOA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BOARD START DATE: 10/1/2020 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST HOA MANAGEMENT COMPANY

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-15
• S63 Uniform Securities Agent State Law Examination
  2006-04-10

Other Names

• David Schoefield
• Dave Schofield