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Chris Roberts

Captrust

Clarkston, MI

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-04-09
  • MI RA
    APPROVED
    Since 2015-04-09

Branch Locations

8031 Ortonville Road 8031 M-15, Clarkston, MI 48348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 06/2013 Present
Capfinancial Securities Llc Raleigh NC 04/2015 Present
  • 06/2013 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 04/2015 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Other Names
  • Christopher Roberts
  • Christopher Thomas Roberts
  • Christoper T Roberts

View on SEC IAPD

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LAURA CARMELA WOLOSON
JAMES MICHAEL KOCZARA
MICHAEL RONALD MOLESKI

Other Offices

AMERITAS ADVISORY SERVICES, LLC · CLARKSTON, MI
AMERITAS ADVISORY SERVICES, LLC · Clarkston, MI
SPC · CLARKSTON, MI
HARBOUR INVESTMENTS, INC. · CLARKSTON, MI
LPL FINANCIAL LLC · CLARKSTON, MI
KESTRA ADVISORY SERVICES, LLC · CLARKSTON, MI
OSAIC WEALTH, INC. · CLARKSTON, MI
VERDE CAPITAL MANAGEMENT, INC. · CLARKSTON, MI

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