Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-05
  • TX RA
    APPROVED
    Since 2012-04-05

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. Mcallen TX 12/2010 Present
  • 12/2010 → Present
    Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.
    Mcallen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-02
S63 Uniform Securities Agent State Law Examination 2010-07-11
  • S66 Uniform Combined State Law Examination
    2012-04-02
  • S63 Uniform Securities Agent State Law Examination
    2010-07-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mcallen, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor