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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-10
CT RA APPROVED 2025-11-07
NY RA APPROVED 2025-11-07
SC RA APPROVED 2025-11-07
AZ RA APPROVED 2025-11-06
CA RA APPROVED 2025-11-06
FL RA APPROVED 2025-11-06
PA RA APPROVED 2025-11-06
KS RA APPROVED 2025-11-05
NJ RA APPROVED 2025-11-05
  • NV RA
    APPROVED
    Since 2025-11-10
  • CT RA
    APPROVED
    Since 2025-11-07
  • NY RA
    APPROVED
    Since 2025-11-07
  • SC RA
    APPROVED
    Since 2025-11-07
  • AZ RA
    APPROVED
    Since 2025-11-06
  • CA RA
    APPROVED
    Since 2025-11-06
  • FL RA
    APPROVED
    Since 2025-11-06
  • PA RA
    APPROVED
    Since 2025-11-06
  • KS RA
    APPROVED
    Since 2025-11-05
  • NJ RA
    APPROVED
    Since 2025-11-05

Branch Locations

1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-06
  • CA RA
    APPROVED
    Since 2025-11-06

Branch Locations

1400 Newport Center Drive, Suite 150, Newport Beach, CA 92660 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Laguna Beach CA 09/2014 11/2017
Jpmorgan Chase Bank Laguna Beach CA 09/2014 11/2017
Citigroup Mission Viejo CA 12/2017 10/2025
Citizens Bank Newport Beach CA 11/2025 Present
Citizens Securities, Inc. Newport Beach CA 11/2025 Present
Citizens Private Wealth Newport Beach CA 11/2025 Present
  • 09/2014 → 11/2017
    J.P. Morgan Securities Llc
    Laguna Beach, CA
  • 09/2014 → 11/2017
    Jpmorgan Chase Bank
    Laguna Beach, CA
  • 12/2017 → 10/2025
    Citigroup
    Mission Viejo, CA
  • 11/2025 → Present
    Citizens Bank
    Newport Beach, CA
  • 11/2025 → Present
    Newport Beach, CA
  • 11/2025 → Present
    Newport Beach, CA
Previous Registrations
  • 2020-07-01 → 2025-11-13
    Mission Viejo, CA
    Fountain Valley, CA
    Lake Forest, CA
    Fresno, CA
    Corona, CA
    Fountain Valley, CA
    San Juan Capistrano, CA
    Beverly Hills, CA
    Los Angeles, CA
    Irvine, CA
    Irvine, CA
Other Businesses

1. Name of OBA: Azimut Ventures, LLC Position: Member / 50% Owner Type of Entity: LLC Responsibilities of Position: LLC holding title on boat in Newport Beach, CA. Wife, Michelle, to manage upkeep. IRS EIN issued 41-25542446 and name approved by CA as there is no association with either states. Monthly Compensation / Net Profit: $0 Date of Initial Involvement: 11/12/2025 Approximate Amount of Time Devoted on a Monthly Basis: 0 2. Name of OBA: Suite Energy LLC Position: 50% owner/member Type of Entity: LLC Responsibilities of Position: N/A - Michell (wife and 50% owner/managing member) manages the day to day for the ticket reselling on multiple platforms Monthly Compensation / Net Profit: $0 Date of Initial Involvement: 11/15/2025 Approximate Amount of Time Devoted on a Monthly Basis: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2013-02-02
  • S66 Uniform Combined State Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-02-02
Other Names
  • Eric J Bradley
  • Eric Bradley
  • Eric James Bradley

View on SEC IAPD

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