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Inactive

Harkaran Singh Talwar

Soina Financial Group, LLC

Alpharetta, GA

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Current Employers
Soina Financial Group, Llc

12890 Keystone Ct, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-18
  • GA RA
    APPROVED
    Since 2023-08-18

Branch Locations

12890 Keystone Ct, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2015 09/2018
Angel Oak Capital Advisors Atlanta GA 09/2018 09/2021
None N/A GA 09/2021 02/2023
Soina Financial Group, Llc Alpharetta GA 02/2023 Present
  • 08/2015 → 09/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2018 → 09/2021
    Angel Oak Capital Advisors
    Atlanta, GA
  • 09/2021 → 02/2023
    None
    N/A, GA
  • 02/2023 → Present
    Soina Financial Group, Llc
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-27
S66 Uniform Combined State Law Examination 2012-07-23
  • S65 Uniform Investment Adviser Law Examination
    2023-03-27
  • S66 Uniform Combined State Law Examination
    2012-07-23

View on SEC IAPD

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Other Offices

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NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
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BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
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