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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-06
CA RA APPROVED 2010-08-09
  • TX RA
    APPROVED_RES
    Since 2014-01-06
  • CA RA
    APPROVED
    Since 2010-08-09

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 04/2010 Present
Bank Of America, N.A. Beverly Hills CA 07/2011 Present
Other Businesses

I*82724 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: Y ADDRESS OF BUSINESS: WATERTOWN, MASSACHUSETTS 2472 NATURE OF BUSINESS: OTHER,MY MOM'S EDGE ACCOUNT POSITION, TITLE, ASSOCIATION: OTHER, MY MOM'S MERRILL EDGE ACCOUNT START DATE OF RELATIONSHIP: 6/26/2015 NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: POA FOR MY MOTHER TERESA MCMAHON

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06

View on SEC IAPD

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