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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-21 |
| OR | RA | APPROVED | 2021-12-23 |
| WA | RA | APPROVED | 2018-10-12 |
Branch Locations
1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 11/2015 | 10/2018 |
| Columbia Credit Union | Vancouver | WA | 08/2015 | 10/2018 |
| Morgan Stanley | Vancouver | WA | 10/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | Present |
1. *356912 - Westside Academy of Kung Fu/ Crossfit Hillsdale; Investment related - No; Portland , OR; Fitness ; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2013; During business hours: 0; After business hours: 12; Coach. 2. * 398468 - Spencer French; Investment related Yes; Portland, Oregon; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2020; During business hours: 0; After business hours: 0;Music royalties *690328- Spencer French; Investment related: Yes; Stevenson, Washington; At-home workouts delivered via email; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 4; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-05 |
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