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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-29
  • MI RA
    APPROVED
    Since 2024-05-29

Branch Locations

900 W. University Drive Suite A-1, Rochester, MI 48307 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Harper Woods MI 04/2010 08/2019
J.P. Morgan Securities Llc Rochester Hills MI 10/2012 08/2019
Jpmorgan Chase Bank, N.A. Livonia MI 01/2018 08/2019
Pnc Investments Pittsburgh PA 08/2019 08/2021
Oliver Lagore Vanvalin Investment Group, Inc. Flint MI 08/2021 05/2024
Ae Financial Services, Llc Topeka KS 08/2021 05/2024
Kovack Securities, Inc. Fort Lauderdale FL 05/2024 Present
Kovack Advisors, Inc. Fort Lauderdale FL 05/2024 Present
  • 04/2010 → 08/2019
    Jpmorgan Chase
    Harper Woods, MI
  • 10/2012 → 08/2019
    Rochester Hills, MI
  • 01/2018 → 08/2019
    Jpmorgan Chase Bank, N.A.
    Livonia, MI
  • 08/2019 → 08/2021
    Pnc Investments
    Pittsburgh, PA
  • 08/2021 → 05/2024
    Oliver Lagore Vanvalin Investment Group, Inc.
    Flint, MI
  • 08/2021 → 05/2024
    Ae Financial Services, Llc
    Topeka, KS
  • 05/2024 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 05/2024 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2021-08-03 → 2024-05-29
    Oliver Lagore Vanvalin Investment Group, Inc.
    Flint, MI
    Flint, MI
  • 2019-08-27 → 2021-08-06
    Troy, MI
    Troy, MI
    Troy, MI
  • 2015-11-17 → 2019-08-21
    Rochester Hills, MI
    Bloomfield Hills, MI
    Rochester Hills, MI
    Bloomfield Hills, MI
    Rochester Hills, MI
    Rochester, MI
    Livonia, MI
Other Businesses

1) DBA - FIDELIS WEALTH- 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT RELATED; ADVISORY FIRM; FINANCIAL ADVISOR; START DATE JANURARY 30, 2025; ADVICE AND FINANCIAL PLANNING; 240 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 240 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 2) ROMAN JAMES FOUNDATION - 22805 INTERSTATE DRIVE, CLINTON TOWNSHIP, MI 48035; NON-INVESTMENT RELATED; FOUNDATION THAT RAISES FUNDS TO PAY FOR FUNERAL COSTS FOR INFANT BURIALS; BOARD MEMBER; 1% OF TIME SPENT. 3) FIXED INDEXED & VARIABLE ANNUITIES - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT RELATED; START DATE NOVEMBER 1, 2015; INSURANCE SALES; BROKER; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 5 HOURS/MONTH DEVOTER TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
S63 Uniform Securities Agent State Law Examination 2010-05-04
  • S66 Uniform Combined State Law Examination
    2015-11-06
  • S63 Uniform Securities Agent State Law Examination
    2010-05-04
Designations
Other Names
  • Marc W Janca

View on SEC IAPD

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