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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
WA RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15
  • WA RA
    APPROVED
    Since 2015-12-15

Branch Locations

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Issaquah, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Seattle WA 03/2010 Present
Mml Investors Services Inc Seattle WA 04/2010 Present
  • 03/2010 → Present
    Massmutual Life Insurance Company
    Seattle, WA
  • 04/2010 → Present
    Mml Investors Services Inc
    Seattle, WA
Other Businesses

NAME: EDWIN ERICKSON INV REL: Y ADD: Residential NATURE: IND LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES/OWNERSHIP START DATE: 09/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 2)NAME: EWM, LLC INV REL: Y ADD: Residential NATURE: I do not hold myself out as EWM,LLC. This account is used for tax purposed only. POSITION: OWNERSHIP START DATE: 09/2019 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-03
S63 Uniform Securities Agent State Law Examination 2010-06-23
  • S65 Uniform Investment Adviser Law Examination
    2015-11-03
  • S63 Uniform Securities Agent State Law Examination
    2010-06-23
Other Names
  • Edwin Erickson

View on SEC IAPD

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Other Investors

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