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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-29 |
Branch Locations
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
154 W Fm 544, Murphy, TX 75094 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2014 | 06/2019 |
| Bbva Securities Inc. | Carrollton | TX | 06/2014 | 06/2019 |
| Bbva Wealth Solutions Inc. | Carrollton | TX | 07/2014 | 06/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2014 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-11 |
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