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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-11 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | White Plains | NY | 04/2010 | 06/2018 |
| J.P. Morgan Securities Llc | White Plains | NY | 10/2012 | 06/2018 |
| Wells Fargo Bank, Na | Yonkers | NY | 06/2018 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Yonkers | NY | 06/2018 | 08/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 08/2022 | 12/2022 |
| Tiaa Financial Services | New York | NY | 08/2022 | 12/2022 |
| Mml Investors Services, Llc | Elmsford | NY | 09/2023 | Present |
| Massmutual Life Insurance Co | Elmsford | NY | 09/2023 | Present |
| Unemployed | White Plains | NY | 01/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-25 |
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