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Della Rita Stapleton

LPl Financial LLC

Conway, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-07-23
  • AR RA
    APPROVED
    Since 2018-07-23

Branch Locations

825 Parkway St., Conway, AR 72034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities Inc Conway AR 04/2014 07/2018
Conway Wealth Management Conway AR 03/2010 Present
Damascus Rv Park Damascus AR 01/2011 Present
Lpl Financial Llc Conway AR 07/2018 Present
  • 04/2014 → 07/2018
    Proequities Inc
    Conway, AR
  • 03/2010 → Present
    Conway Wealth Management
    Conway, AR
  • 01/2011 → Present
    Damascus Rv Park
    Damascus, AR
  • 07/2018 → Present
    Conway, AR
Previous Registrations
  • 2016-03-09 → 2018-08-13
    Concourse Financial Group Securities, Inc.
    Conway, AR
Other Businesses

1) 07/11/2018 - Conway Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2010 - 160 hr/mth 2)07/11/2018 - DAMASCUS RV PARK - BOOKKEEPING AND HELP PREPARE TAX INFO FOR ACCOUNTANT - non-inv rel - Damascus, AR - 6 hr/mth 3)07/11/2018 - Notary Public - state of AR - inv rel - start: 08/2010 - 4 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-01
  • S66 Uniform Combined State Law Examination
    2016-03-01
Other Names
  • Della Rita Lawrence
  • Rita Stapleton
  • Rita Lawrence

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