Michael Nathaniel Deleon

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-05-06

IN RA
APPROVED

Since 2020-05-06

Branch Locations

3100 Village Point Ste 200, Chesterton, IN 46304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	Chesterton	IN	04/2010	05/2020
Capfinancial Securities Llc	Raleigh	NC	05/2020	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	05/2020	Present

04/2010 → 05/2020

First Allied Securities, Inc.

Chesterton, IN
05/2020 → Present

Capfinancial Securities Llc

Raleigh, NC
05/2020 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Previous Registrations

2011-03-10 → 2020-06-30

Lakeside Wealth Management Group, Llc

Chesterton, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-12
S63	Uniform Securities Agent State Law Examination	2011-01-27

S65 Uniform Investment Adviser Law Examination

2011-02-12
S63 Uniform Securities Agent State Law Examination

2011-01-27

Other Names

Michael Deleon

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews